香港條例

證券及期貨條例 - SECT 107

欺詐地或罔顧實情地誘使他人投資金錢的罪行

(1) 任何人為誘使另一人作出以下作為而作出任何欺詐的 失實陳述或 罔顧實情的 失實陳述， 即屬犯罪—

   (a)  訂立或 要約訂立—

        (i)    旨在 取得、 處置、 認購或 包銷證券的 協議； 或

        (ii)   受規管投資協議； 或

   (b)  取得或 要約取得集體投資計劃的 權益， 或 參與或 要約參與集體投資計劃。

(2) 任何人犯第(1)款所訂罪行—

   (a)  一經循公訴程序定罪， 可處罰款$1000000及監禁7年； 或

   (b)  一經循簡易程序定罪， 可處第6級罰款及監禁6個月。

(3) 就本條而言—

   (a) 

 “欺詐的 失實陳述”(fraudulent misrepresentation) 指—

        (i)    任何陳述， 而在 該陳述作出時， 作出該陳述的 人知道該陳述是虛假、 具誤導性或 具欺騙性的 ；

        (ii)   任何承諾， 而在 該承諾作出時， 作出該承諾的 人是無意履行該承諾的 ， 或 知道該承諾是不能夠履行的 ；

        (iii)  任何預測， 而在 該預測作出時， 作出該預測的 人知道根據他當時所知的 事實，
               該預測是沒有充分理由支持的 ； 或

        (iv)   任何陳述或 預測， 而在 該陳述或 預測作出時， 作出該陳述或 預測的 人蓄意遺漏某項事關重要的 事實，
               以致— (A) (就陳述而言)該陳述成為虛假、 具誤導性或 具欺騙性的 陳述； 或 (B)
               (就預測而言)該預測成為具誤導性或 具欺騙性的 預測；

   (b) 

 “罔顧實情的 失實陳述”(reckless misrepresentation) 指—

        (i)    任何陳述， 而在 該陳述作出時， 該陳述是虛假、 具誤導性或 具欺騙性的 ， 並且是罔顧實情地作出的 ；

        (ii)   任何承諾， 而在 該承諾作出時， 該承諾是不能夠履行的 ， 並且是罔顧實情地作出的 ；

        (iii)  任何預測， 而在 該預測作出時， 該預測是罔顧實情地作出的 ， 並且根據作出該預測的 人當時所知的 事實，
               該預測是沒有充分理由支持的 ； 或

        (iv)   任何陳述或 預測， 而在 該陳述或 預測作出時， 作出該陳述或 預測的 人罔顧實情地遺漏某項事關重要的
               事實， 以致— (A) (就陳述而言)該陳述成為虛假、 具誤導性或 具欺騙性的 陳述； 或 (B)
               (就預測而言)該預測成為具誤導性或 具欺騙性的 預測。

 “欺詐的 失實陳述”(fraudulent misrepresentation)
              

 “罔顧實情的 失實陳述”(reckless misrepresentation)

SECURITIES AND FUTURES ORDINANCE - SECT 107

Offence to fraudulently or recklessly induce others to invest money

(1) A person commits an offence if he makes any fraudulent  misrepresentation
or reckless misrepresentation for the purpose of inducing another person-

   (a)  to enter into or offer to enter into-

        (i)    an agreement to acquire, dispose of, subscribe for or
               underwrite securities; or

        (ii)   a regulated investment agreement; or

   (b)  to acquire an interest in or participate in, or offer to acquire an
        interest in or participate in, a collective investment scheme.

(2) A person who commits an offence under subsection (1) is liable-

   (a)  on conviction on indictment to a fine of $1000000 and to imprisonment
        for 7 years; or

   (b)  on summary conviction to a fine at level 6 and to imprisonment for 6
        months.

(3) For the purposes of this section-

        (a)	"fraudulent misrepresentation" (欺詐的失實陳述) means-


        (i)    any statement which, at the time when it is made, is to the
               knowledge of its maker false, misleading or deceptive;

        (ii)   any promise which, at the time when it is made, its maker has
               no intention of fulfilling, or is to the knowledge of its maker
               not capable of being fulfilled;

        (iii)  any forecast which, at the time when it is made, is to the
               knowledge of its maker not justified on the facts then known to
               him; or

        (iv)   any statement or forecast from which, at the time when it is
               made, its maker intentionally omits a material fact, with the
               result that- (A) in the case of the statement, the statement is
               rendered false, misleading or deceptive; or (B) in the case of
               the forecast, the forecast is rendered misleading or deceptive;

        (b)	"reckless misrepresentation" (罔顧實情的失實陳述) means-


        (i)    any statement which, at the time when it is made, is false,
               misleading or deceptive and is made recklessly;

        (ii)   any promise which, at the time when it is made, is not capable
               of being fulfilled and is made recklessly;

        (iii)  any forecast which, at the time when it is made, is not
               justified on the facts then known to its maker and is made
               recklessly; or

        (iv)   any statement or forecast from which, at the time when it is
               made, its maker recklessly omits a material fact, with the
               result that- (A) in the case of the statement, the statement is
               rendered false, misleading or deceptive; or (B) in the case of
               the forecast, the forecast is rendered misleading or deceptive.

"fraudulent misrepresentation" (欺詐的失實陳述)

"reckless misrepresentation" (罔顧實情的失實陳述)

12 Mar 2010